Adam J. Spector

Adam J. Spector

Katten Muchin Rosenman LLP

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Latest Posts › Business Conduct Standards


CFTC Staff Issues No-Action Letters

Commodity Futures Trading Commission staff recently released two no-action letters providing relief relating to the application of business conduct standards to prime brokers and swap dealers and disclosure of pre-trade...more

5/7/2013 - Business Conduct Standards CFTC Commodities Exchange Act Disclosure Requirements No-Action Letters Swap Dealers

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