Adam J. Spector

Adam J. Spector

Katten Muchin Rosenman LLP

Contact  |  View Bio  |  RSS

Latest Posts › Chief Compliance Officers

Share:

FCMs Required to Have Chief Compliance Officer by March 29

Commodity Futures Trading Commission Regulation 3.3, which requires each futures commission merchant (FCM) to designate a chief compliance officer (CCO), will become effective on March 29, 2013 in respect of FCMs that are not...more

3/20/2013 - CFTC Chief Compliance Officers Compliance FCMs NFA Reporting Requirements

1 Results
|
View per page
Page: of 1