Adam J. Spector

Adam J. Spector

Katten Muchin Rosenman LLP

Contact  |  View Bio  |  RSS

Latest Posts › Segregated Funds

Share:

NFA Sets Implementation Deadline for Phase 1 of Customer Segregated Funds Reporting

The National Futures Association (NFA) recently amended Section 4 of its Financial Requirements to require futures commission merchants (FCMs) that hold customer funds to in turn require banks and trust companies holding such...more

2/6/2013 - NFA Reporting Requirements Segregated Funds Third-Party

1 Results
|
View per page
Page: of 1