Adam Wasserman

Adam Wasserman

Dechert LLP

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Latest Posts › White Collar Crimes

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DOJ and SEC Scrutinize Potential Misuse of Rule 10b5-1 Trading Plans by Corporate Directors Affiliated with Investment Advisers

Over the past four years, the U.S. Department of Justice (“DOJ”) and U.S. Securities and Exchange Commission (“SEC”) have focused on insider trading involving private funds as one of their key targets in the fight against...more

5/10/2013 - DOJ Insider Trading Investigations Private Funds Rule 10b-5 SEC White Collar Crimes

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