Alan Gardner

Alan Gardner

Bennett Jones LLP

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OSC Credit for Cooperation - Continued Uncertainty for Market Participants with Respect to Privilege

On March 13, 2014, the Ontario Securities Commission (OSC) released its revised Credit for Cooperation Program via OSC Staff Notice 15–702. As pointed out in our recent client update (OSC Adopts New Initiatives to Strengthen...more

4/15/2014 - Confidentiality Agreements DOJ Enforcement Actions Market Participants OSC Privilege Waivers SEC Waivers

Plaintiffs Denied Leave in the Latest Decision under Part XXIII.1 of the Ontario Securities Act

In Bayens v Kinross Gold Corp, released November 5, 2013, Justice Paul Perell of the Ontario Superior Court of Justice denied the plaintiffs in a putative class action leave to advance a statutory claim for securities market...more

11/13/2013 - Canada Ontario Securities Act

Securities Act Allows Disclosure of Information Obtained in OSC Investigations Without Notice to Affected Persons

On June 21, 2013, amendments to the Ontario Securities Act (the Act) contained in Bill 65 — the Prosperous and Fair Ontario Act (Budget Measures), 2013—were brought into force. Certain of the amendments have the potential to...more

7/16/2013 - Canada Disclosure Investigations Notice Requirements Ontario Securities Act OSC

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