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"SEC Judge Issues Initial Decision Regarding Chinese Affiliates of the Big Four Accounting Firms"

On January 22, 2014, U.S. Securities and Exchange Commission Administrative Law Judge Cameron Elliot (the ALJ) issued an initial decision censuring the Chinese accounting firms affiliated with Ernst & Young LLP, KPMG LLP...more

1/24/2014 - Auditors Audits China CSRC Deloitte Ernst & Young Financial Statements KPMG Multinationals Pricewaterhousecoopers Sarbanes-Oxley SEC Securities Fraud

"Hong Kong Exchange Looks to Attract Overseas Companies"

Bolstered by a solid fourth quarter, 2013 was a stronger year than 2012 for Hong Kong in terms of new listings. In 2013, the Stock Exchange of Hong Kong Limited (the HKEx) reported 110 new listings raising $21.5 billion,...more

1/22/2014 - Foreign Exchanges Foreign Investment Hong Kong Investors Stocks

"Hong Kong Stock Exchange and SFC Release New Joint Policy Statement on Listing of Overseas Companies in Hong Kong"

Introduction - In March 2007, The Stock Exchange of Hong Kong Limited (the HKEx) and the Securities and Futures Commission of Hong Kong (the SFC) issued a joint policy statement on the listing of overseas companies in...more

10/17/2013 - Foreign Exchanges Hong Kong IOSCO SFC Stocks

Outline of the Hong Kong Stock Exchange Rule Changes to Complement New Sponsor Regulations

On July 23, 2013, the Stock Exchange of Hong Kong Limited (the Exchange) published amendments to the rules governing the listing of securities on the exchange (the Listing Rules) and issued additional guidance to complement...more

7/25/2013 - China Hong Kong Listing Standards New Regulations SEHK SFC

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