Alex Tamlyn

Alex Tamlyn

DLA Piper

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Market Abuse Regime: Overview for AIM companies

INTRODUCTION The Market Abuse Regulation ("MAR") introduces a new market abuse regime from 3 July 2016. MAR is designed to introduce a common regulatory framework on market abuse across the EU and generally will extend the...more

5/9/2016 - AIM Disclosure Requirements EU EU Market Abuse Regulation (EU MAR) Financial Conduct Authority (FCA) FSMA London Stock Exchange UK

Market Abuse Regime: Overview for Offical List Companies

- INTRODUCTION The Market Abuse Regulation ("MAR") will replace the existing market abuse regime from 3 July 2016. MAR is designed to introduce a common regulatory framework on market abuse across the EU and generally...more

5/9/2016 - EU EU Market Abuse Regulation (EU MAR) European Securities and Markets Authority (ESMA) Listing Rules UK

Joining the Main Market: A Field Guide for Applicants to the Main Market of the London Stock Exchange

In This Issue: The Main Market of the London Stock Exchange is one of the world’s longest established and most liquid markets trading the securities of nearly 1,300 companies from over 60 countries, including many of...more

8/17/2015 - Board of Directors Capital Markets Corporate Governance EU Institutional Investors IPO IPO Sponsors Listing Standards London Stock Exchange Marketing Reporting Requirements UK Underwriting

Joining AIM: A Field Guide for Applicants to AIM, a Market of the London Stock Exchange: Update - August 2015

In this Issue: What is the Process for Admission to Trading on AIM? Publication of either a prospectus or an admission document. A prospectus is required where a company is offering shares to the public under...more

8/17/2015 - Board of Directors Consultants Corporate Governance Financial Conduct Authority (FCA) FSMA Investment Adviser IPO IPO Sponsors Jurisdiction Listing Standards London Stock Exchange Personal Liability UK

Joining The Main Market: A field guide for applicants to the Main Market

1 WHAT ARE THE BENEFITS OF JOINING THE MAIN MARKET? - Access to capital – Joining the Main Market will provide the company with access to a wide institutional and retail shareholder base and a deep pool of capital,...more

6/6/2014 - Capital Markets Equity Financing Equity Investors Equity Securities IPO London Stock Exchange Shareholders UK Venture Capital Venture Funding

Joining AIM: A Field Guide For Applicants To AIM, A Market Of The London Stock Exchange

1. What is the process for admission to trading on AIM? Publication of either a prospectus or an admission document. A prospectus is required where a company is offering shares to the public under the Financial...more

6/5/2014 - EU Financial Conduct Authority (FCA) Foreign Exchanges FSMA IPO UK

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