Alexis I. Caloza

Alexis I. Caloza

Fenwick & West LLP

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SEC Announces $30 Million Whistleblower Award to Non-U.S. Resident

On Monday, September 22, 2014, the SEC announced that it expected to award between $30 and $35 million to a non-U.S. whistleblower who provided the SEC with information about “an ongoing fraud that would have been very...more

9/29/2014 - Chief Compliance Officers Dodd-Frank FCPA Foreign Nationals Fraud Risk Assessment Risk Management SEC Whistleblower Awards

Securities Litigation Alert: GlaxoSmithKline and Five Executives Convicted of Bribery in China

On Friday, September 19, 2014, a Chinese court found pharmaceutical giant GlaxoSmithKline guilty of bribing doctors and hospitals in order to increase sales of the company’s products in China. Among other things, the company...more

9/26/2014 - Bribery China Foreign Nationals Foreign Official GlaxoSmithKline Hospitals Physicians White Collar Crimes

Securities Litigation Alert: DOJ and SEC Issue Joint Guidance on FCPA

The past several years have seen a dramatic increase in the number of enforcement actions brought by the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) under the Foreign Corrupt Practices Act...more

11/16/2012 - Compliance DOJ FCPA FCPA Resource Guide SEC

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