Alice Bell

Alice Bell

K&L Gates LLP

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The Extra-territorial Impact of EMIR on Non-EU Swap Counterparties

On November 18, 2013, the European Securities and Markets Authority (“ESMA”) published its final report on technical standards detailing how the regulation of over-the-counter (“OTC”) derivative contracts in the European...more

12/10/2013 - EMIR ESMA EU Extraterritoriality Rules OTC Swaps

Reporting Obligations under EMIR

The European Markets Infrastructure Regulation (the Regulation on OTC derivatives, central counterparties and trade repositories) ("EMIR") entered into force on 16 August 2012, although many of its requirements have not yet...more

12/2/2013 - Compliance EMIR ESMA EU Reporting Requirements

Preparing for AIFMD: Some Practical Tips, Part 1

In This issue: - A general round-up of key provisions in the AIFMD level 2 implementing regulations - Scope of the AIFMD - Timetable and transitional relief - Cross-border marketing - Delegation and...more

2/19/2013 - AIFM AIFMD Cross-Border Transactions Disclosure Requirements ESMA EU Investor Protection Letter Box Entities Reporting Requirements

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