Amy Greer

Amy Greer

Morgan Lewis

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Has the SEC Become the "Whistleblower’s Advocate"?

The SEC Chair discusses the whistleblower program’s achievements and importance and how the agency will fight to ensure that whistleblowers continue to be heard....more

5/11/2015 - Mary Jo White Popular SEC Technical Conference Whistleblower Protection Policies Whistleblowers

Select Broker-Dealer Enforcement Cases and Developments: 2014 Year in Review

This Outline highlights key U.S. Securities and Exchange Commission (the “SEC” or the “Commission”) and Financial Industry Regulatory Authority (“FINRA”) enforcement developments and cases regarding broker dealers.* The...more

2/20/2015 - Broker-Dealer Enforcement Enforcement Actions Municipal Securities Issuers SEC Whistleblowers

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