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SEC Speaks, Cuban Tweets

The leaders of the Securities and Exchange Commission addressed the public on February 21-22 at the annual SEC Speaks conference in Washington, D.C. The presentations covered an array of topics, but common themes included...more

2/26/2014 - Dodd-Frank Enforcement JOBS Act Mark Cuban SEC Securities Exchange Act

“Something More” Than “But For” Required In The Ninth Circuit

The Ninth Circuit recently reversed a ruling by the U.S. District Court of Nevada granting summary judgment in favor of the SEC in a case alleging violations of Section 5 of the Securities Act of 1933 in connection with the...more

9/17/2013 - But For Causation SEC Section 5 Securities Securities Act of 1933 Summary Judgment

The Sixth Circuit – The New Hotspot For Section 11 Suits

The Sixth Circuit recently made it easier for plaintiffs to bring securities suits brought under Section 11 of the Securities Act of 1933. ...more

5/30/2013 - False Statements Kickbacks Registration Section 11 Securities Act of 1933 Stocks

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