Internal investigations conducted without outside counsel risk not being protected by the attorney-client or work-product privileges. On March 6, 2014, the District Court for the District of Columbia ordered production of...more
In This Issue:
- Anticipating a FINRA Arbitration – What’s Next?
..Statements of Claim and Answer
..Selection of Arbitration Panel
..Initial Prehearing Conference
..Prehearing Exchange of...more