Andrew Halbert

Andrew Halbert

Katten Muchin Rosenman LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

US Court of Appeals for the District of Columbia Circuit Partially Invalidates Conflict Minerals Rule

On April 14, the US Court of Appeals for the District of Columbia Circuit issued an opinion in the lawsuit challenging the Securities and Exchange Commission’s conflict minerals rule which reversed, in part, the prior...more

4/22/2014 - Conflict Mineral Rules Disclosure Requirements Due Diligence SEC

Corporate and Financial Weekly Digest - Volume IX, Issue 16

In this issue: - US Court of Appeals for the District of Columbia Circuit Partially Invalidates Conflict Minerals Rule - FINRA Proposes Rule 2081 to Prohibit “Bargained-For” Expungements - SEC Issues FAQs...more

4/21/2014 - Broker-Dealer CME Conflict Mineral Rules Expungement FINRA Fraud Hedge Funds SEC

Judges Raise Concerns Regarding Conflict Minerals Rule at Appeal Hearing

On January 7, the US Court of Appeals for the District of Columbia Circuit held oral arguments for the lawsuit challenging the Securities and Exchange Commission’s conflict minerals rule. According to reports on the hearing,...more

1/14/2014 - Conflict Mineral Rules First Amendment SEC

SEC Chair Speaks on Public Company Disclosure

On October 15, Mary Jo White, Chairwoman of the Securities and Exchange Commission, delivered a speech to the National Association of Corporate Directors regarding the current state of public company disclosure. Chairwoman...more

10/22/2013 - Directors Disclosure Requirements Dodd-Frank JOBS Act SEC Startups

SEC Proposes Rule Regarding Disclosure of CEO-to-Worker Pay Ratio

On September 18, the Securities and Exchange Commission proposed a rule that would amend Item 402 of Regulation S-K to require an issuer to disclose, in addition to the annual total compensation of the issuer’s chief...more

9/24/2013 - CEOs Disclosure Requirements Executive Compensation Pay Ratio Regulation S-K Transparency

SEC Announces Three New Anti-Fraud Enforcement Initiatives

On July 2, the Securities and Exchange Commission announced three new initiatives in the Division of Enforcement (the “Division”) focused on the detection and prevention of fraud. ...more

7/16/2013 - Anti-Corruption Compliance Fraud SEC

SEC Provides Guidance Regarding Social Media and Regulation Fair Disclosure (Regulation FD)

On April 2, in connection with an investigation of Netflix, Inc. and its Chief Executive Officer, Reed Hastings, regarding a possible violation of Regulation FD, the Securities and Exchange Commission released a Report of...more

4/9/2013 - Facebook Investors Netflix Public Disclosure Reed Hastings Regulation FD SEC Social Media

7 Results
|
View per page
Page: of 1