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"The SEC’s Renewed Scrutiny on Accounting Cases: Expected Focus Areas and How Companies Can Prepare"

The U.S. Securities and Exchange Commission (SEC or Commission) has announced plans to reinvigorate its enforcement efforts with respect to accounting issues. These plans include adding dedicated personnel and using data...more

9/23/2013 - Accounting Audits Data Mining Enforcement Actions Financial Reporting SEC Whistleblowers

"SEC Announces First Non-Prosecution Agreement in an FCPA Matter"

On April 22, the U.S. Securities and Exchange Commission (SEC) announced its first non-prosecution agreement (NPA) with a company in a matter involving alleged violations of the U.S. Foreign Corrupt Practices Act (FCPA). The...more

4/29/2013 - Compliance Customs FCPA Illegal Imports Non-Prosecution Agreements Ralph Lauren SEC Self-Reporting

"SEC Enforcement in the Second Term of the Obama Administration"

As the second term of the Obama administration begins, the SEC is experiencing a profound leadership transition, with the departures of agency Chair Mary Schapiro; Director of Enforcement Robert Khuzami; its general counsel;...more

1/23/2013 - Asset Management Barack Obama China Cooperation Initiative DOJ Enforcement FCPA High Frequency Trading Insider Trading SEC Whistleblowers

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