Latest Publications

Share:

Halliburton Oral Argument: The Fraud-On-The-Market Theory Is “Basic”Ally A Sore Thumb

On March 5, the Supreme Court heard oral arguments in Halliburton v. The Erica P. John Fund. As discussed in previous blog posts, the United States Supreme Court agreed to consider Petitioner Halliburton’s argument to modify...more

3/12/2014 - Basic v Levinson DOJ Fraud-on-the-Market Halliburton v Erica P. John Fund Private Securities Litigation Reform Act of 1995 SCOTUS SEC Securities Fraud Securities Litigation

The Volcker Rule: Great Expectations For Regulating Risk

On Tuesday, December 10, five federal regulatory agencies, the Federal Reserve, the Securities and Exchange Commission, the Federal Deposit Insurance Corporation, the Office of the Comptroller and the Commodity Futures...more

12/18/2013 - Banks CFTC Compliance Dodd-Frank Federal Reserve OCC SEC Volcker Rule

Concerned About NSA Snooping? Perhaps You Should Be More Concerned About The DOJ And SEC

In 2008, Rajat Gupta made a handful of short phone calls to his friend Raj Rajaratnam. The information that Gupta conveyed to Rajaratnam in those phone calls is now likely to cost Gupta millions of dollars, two years in...more

7/24/2013 - Criminal Prosecution DOJ Evidence Fourth Amendment NSA Right to Privacy SEC Warrantless Searches Wiretapping

Record SEC Settlement In S.A.C. Capital Investigation. Well….Kind Of

On April 16, 2013, Judge Victor Marrero conditionally approved a $600 million consent judgment between the SEC and CR Intrinsic Investors LLC (“CR”) where CR “neither admitted nor denied” the allegations brought against it....more

4/24/2013 - CR Intrinsic Investors Insider Trading SAC Capital SEC Settlement

4 Results
|
View per page
Page: of 1