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Avi Badash

Katten Muchin Rosenman LLP

Latest Posts › Fiduciary Duty

SEC Seeks Information to Assess Standards of Conduct and Other Obligations of Broker-Dealers and Investment Advisers

The Securities and Exchange Commission issued a request for data and other information that the SEC will review while considering alternative standards of conduct for broker-dealers and investment advisers when they provide...more

3/13/2013 - Broker-Dealer Dodd-Frank Fiduciary Duty Investment Adviser SEC

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