Ben Marzouk

Ben Marzouk

Eversheds Sutherland (US) LLP

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SEC Charges Investment Adviser with Failure to Adopt Required Cybersecurity Policies Prior to Breach

On September 22, the Securities and Exchange Commission (SEC) announced that it had entered into a settlement order with R.T. Jones Capital Equities Management, Inc. (R.T. Jones), a St. Louis-based SEC registered investment...more

9/25/2015  /  Cybersecurity , Data Breach , Enforcement Actions , Investment Adviser , Personally Identifiable Information , Regulation S-P , Risk Alert , Securities and Exchange Commission (SEC) , Settlement
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