Benjamin Larson Morgan

Benjamin Larson Morgan

Akin Gump Strauss Hauer & Feld LLP

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WKSI Waivers: SEC Chair Defends Policy in Wake of Public Criticism

U.S. Securities and Exchange Commission (SEC) Chair Mary Jo White explained and defended the SEC’s policy for granting so-called “WKSI waivers” in a speech she made at the Corporate Counsel Institute on March 12, 2015. ...more

4/2/2015 - Mary Jo White SEC Waivers WKSIs

WKSI Waivers: More Guidance and Not Everyone Agrees

As we discussed here, on March 12, 2014, the Division of Corporation Finance of the Securities and Exchange Commission (SEC) revised its previous guidance on granting waivers to well-known seasoned issuers (WKSIs) to continue...more

5/8/2014 - Guidance Update SEC Waivers WKSIs

Implications of SEC’s Revised “WKSI-Waiver” Guidance

On March 12, 2014, the SEC updated its guidance regarding the framework it will follow in reviewing a “WKSI waiver” request. Such a waiver – which, if granted, allows an issuer to continue to qualify as a WKSI despite...more

4/18/2014 - SEC Waivers WKSIs

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