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Bonnie J Roe

Bonnie J Roe

Cohen & Gresser LLP


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Lessons from Netflix on the Use of Social Media for Informal Disclosure

On April 2, 2013 the Securities and Exchange Commission (SEC) issued a report (the Netflix Report) announcing that it would not pursue enforcement action against Netflix, Inc. and its Chief Executive Officer, Reed Hastings,...more

4/12/2013 - Facebook Investors Netflix Public Disclosure Reed Hastings Regulation FD SEC Social Media

Trouble Brewing for 10b5-1 Trading Plans

Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, is intended to provide a safe harbor from insider trading liability for corporate insiders who trade their company’s stock pursuant to certain...more

2/26/2013 - 10b5-1 Plans Insider Trading Public Disclosure Safe Harbors SEC Securities Exchange Act

The Growing Public Market for Private Company Shares

The Jumpstart Our Business Startups Act, or JOBS Act, was designed to facilitate capital-raising transactions by smaller companies, including private companies. A likely but less heralded consequence of the JOBS Act is that...more

2/1/2013 - Disclosure Requirements JOBS Act Private Company Shares Recordkeeping Requirements SEC Transparency

Disclosure tips for 2013

The proxy and annual reporting season has begun, with relatively few changes in reporting requirements from last year. Here are some tips to take you through the season and prepare for changes to come. 1. Consider the...more

1/18/2013 - Annual Reports Audits Compensation Committee Conflict Mineral Rules Disclosure Requirements Electronic Spiders Hedging Independence Rules Iran Threat Reduction and Syria Human Rights Act Pledges Political Contributions Proxy Statements Say-on-Pay SEC Social Media Social Media Policy

SEC Proposes Rules Permitting General Solicitation in Certain Unregistered Offerings

On August 29, 2012, the Securities and Exchange Commission, or SEC, issued proposed rules which would allow advertising and publicity in certain unregistered offerings. As mandated by the Jumpstart Our Business Startups Act,...more

9/30/2012 - General Solicitation JOBS Act SEC

IPO On-Ramp: The Emerging Growth Company

Originally published in Business Law Today - May 2012. The JOBS Act springs from a belief that smaller companies are the engines of economic growth and job creation. In this view, the decline of the smaller company...more

5/31/2012 - Dodd-Frank Emerging Growth Companies Executive Compensation IPO JOBS Act Reporting Requirements Say-on-Pay

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