Brian Baum

Brian Baum

Goodwin Procter LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Covered Funds Aspects of the Volcker Rule – Frequently Asked Questions

The Federal Reserve Board, the Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency, and the Securities and Exchange Commission (the "SEC") issued a final rule, and the Commodity Futures...more

12/20/2013 - Asset Management Asset-Backed Securities Bank Holding Company Act Banks Bonds CFTC Dodd-Frank FDIC Federal Reserve Fiduciary Duty Financial Market Utilities FSOC Joint Venture Life Insurance Nonbank Firms OCC Pensions Private Funds Proprietary Trading REIT Retirement Plan SEC SIFIs Subsidiaries Tender Offers Venture Capital Volcker Rule

What Banks and Trust Companies Need to Know About the SEC’s New Municipal Advisor Rules

The SEC’s final Municipal Advisor Rules, effective January 13, 2014, apply to many of the advisory services and products provided by banks and trust companies to municipal entities, such as state and local governments, and to...more

11/26/2013 - Banks Municipal Advisers SEC Trusts

2 Results
|
View per page
Page: of 1