Brian Baum

Brian Baum

Goodwin Procter LLP

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Latest Posts › Municipal Advisers


What Banks and Trust Companies Need to Know About the SEC’s New Municipal Advisor Rules

The SEC’s final Municipal Advisor Rules, effective January 13, 2014, apply to many of the advisory services and products provided by banks and trust companies to municipal entities, such as state and local governments, and to...more

11/26/2013 - Banks Municipal Advisers SEC Trusts

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