Brian Garrett

Brian Garrett

Sheppard Mullin Richter & Hampton LLP

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Latest Publications


Pay to Play: Appellate Division Upholds Ruling that Payment is Required to Qualify for Champerty Safe Harbor Provision

In Justinian Capital SPC v. WestLB AG, etc. et al., 2015 N.Y. Slip Op. 04381 (1st Dep’t May 21, 2015), the Appellate Division affirmed the February 25, 2014 decision of the New York County Supreme Court, Commercial Division...more

9/17/2015 - Banking Sector Banks Financial Institutions Investment Investment Portfolios Investors Mismanagement NY Supreme Court Pay-To-Play Purchase Agreement Safe Harbors Transfer of Interest

SEC Requires FINRA Registration for High Frequency Traders

In an effort to keep pace with rapidly accelerating market technology, the Securities & Exchange Commission (“SEC”) has taken steps to expand oversight over high-frequency trading. On March 25, 2015, the SEC unanimously...more

3/30/2015 - FINRA High Frequency Trading Registration Requirement SEC

“Get Outta Here!”: The Court Of Appeals Finds that New York Judges May Sua Sponte Dismiss Cases on Forum Non Conveniens Grounds in...

In Mashreqbank PSC v. Ahmed Hamad Al Gosaibi & Bros. Co., 2014 N.Y. Slip Op. 02381, the New York Court of Appeals ruled that a court may sua sponte decide the issue of forum non conveniens so long as it allows the parties to...more

5/15/2014 - Banks Corporate Counsel Forum Forum Non Conveniens Sua Sponte Transfer of Venue Venue

Additional Price of a Judicial Reaction: Waiver of One's Contractual Right to Arbitration

In Volpe v. Interpublic Group of Companies, Inc., No. 652308/2012, Judge Eileen Bransten denied plaintiff Ray Volpe’s (“Volpe”) motion to compel arbitration and granted defendant The Interpublic Group of Companies, Inc.’s...more

10/3/2013 - Arbitration Arbitration Agreements Contract Interpretation Employment Contract Motion to Compel Motion to Dismiss Waivers

Unrealized Gains: Integrated Employment Agreement Bars Employee's Recovery of Additional Compensation

In Volpe v. Interpublic Group of Companies, Inc., No. 652308/2012, Judge Eileen Bransten granted defendant The Interpublic Group of Companies, Inc.’s (“IPG”) motion to dismiss plaintiff Ray Volpe’s (“Volpe”) complaint,...more

10/2/2013 - Advertising Contract Interpretation Employment Contract Executive Compensation Facebook Integration Clauses

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