It’s about one year since President Obama signed the Jumpstart Our Business Startups Act (the JOBS Act), designed to help new companies raise capital and go public. For individual investors the most troublesome provisions of...more
4/18/2013
- Crowdfunding JOBS Act SEC Social Media Startups
The Securities and Exchange Commission (SEC) held a roundtable forum on February 5, 2013 to solicit financial industry views on “decimalization” in accordance with the directive under Section 106(b) of the Jumpstart Our...more
2/18/2013
- Decimalization High-Speed Trading JOBS Act SEC
In This Presentation:
- Dodd-Frank Protocol
- Clearing
- Clearing – End-User Exception
- Important: Understand the Product
Please see full presentation below for more information.
...more
1/24/2013
- CFTC Derivatives DF-Protocol End-Users Swaps
In This Presentation:
- Crowdfunding background
- Important SEC Reminder
- Issuers Not Eligible to Crowdfund
- Crowdfunding vs. Other Exemptions
- Crowdfunding Requirements
- Funding Portals
- Funding...more
11/30/2012
- Crowdfunding JOBS Act
