Brian Korn

Brian Korn

Pepper Hamilton LLP

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No Easy A: SEC Proposes Rules For Regulation A+

In the last of its major rulemaking proposals under the JOBS Act, on December 18, 2013, the U.S. Securities and Exchange Commission (SEC) voted to publish proposed rules to modify and develop Regulation A, the so-called (and...more

12/23/2013 - Crowdfunding Investors JOBS Act Preemption Public Offerings Registration Regulation A Regulation D SEC

JOBS Act Implementation Regulations [Video]

The Jumpstart Our Business Startups Act (JOBS Act) regulations, which were announced on July 10 and which become effective on September 23, promise a new era for capital raising for operating companies and private funds...more

8/12/2013 - Accredited Investors Advertising Bad Actors Filing Requirements General Solicitation JOBS Act New Regulations Private Equity Regulation D Rule 144A Rule 156 Rule 506 Offerings SEC

SEC Relaxes Ban On Advertising And Solicitation For Private Placements To Accredited Investors

In a watershed event reversing decades of private offering restrictions, on July 10, 2013, the Securities and Exchange Commission (SEC) approved final rules required by the Jumpstart Our Business Startups Act of 2012 (JOBS...more

7/18/2013 - Accredited Investors Advertising General Solicitation Investors JOBS Act Private Placements Regulation D Rule 144A Rule 506 Offerings SEC

Supreme Court Rules DOMA Unconstitutional – Securities Law And Corporate Finance Implications

On June 26, 2013, the U.S. Supreme Court, in U.S. v. Windsor, ruled that Section 3 of the Defense of Marriage Act (DOMA) is unconstitutional because it violates the Fifth Amendment’s equal protection guaranty for persons of...more

7/1/2013 - Accredited Investors DOMA Equal Protection FINRA Item 404 Regulation D Regulation S-K Rule 506 Offerings Same-Sex Marriage SCOTUS SEC US v Windsor

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