For Lawyers | Log In | Join | Upload
WORKING... advanced
Brian Korn

Brian Korn

Pepper Hamilton LLP


Latest Posts › SEC

Share:

Is Crowdfunding Dead On Arrival? A Legal Perspective...

"[Crowdfunding] lays the riskiest investments at the doorstep of those investors that can least afford the risk. And it won’t create jobs except for plaintiff’s lawyers…”...more

5/15/2013 - Crowdfunding JOBS Act Kickstarter Legal Perspectives SEC Social Media Startups Venture Capital

The Trouble With Crowdfunding

It’s about one year since President Obama signed the Jumpstart Our Business Startups Act (the JOBS Act), designed to help new companies raise capital and go public. For individual investors the most troublesome provisions of...more

4/18/2013 - Crowdfunding JOBS Act SEC Social Media Startups

SEC Roundtable On Decimalization Raises Many Questions, Few Answers

The Securities and Exchange Commission (SEC) held a roundtable forum on February 5, 2013 to solicit financial industry views on “decimalization” in accordance with the directive under Section 106(b) of the Jumpstart Our...more

2/18/2013 - Decimalization High-Speed Trading JOBS Act SEC

Investment Funds Need To Be Aware: Broker-Dealer Private Placement Compliance Requirements Are Now In Effect

New FINRA Rule 5123 is now applicable and investment funds need to be cognizant of its requirements. Approved last June, Rule 5123 requires FINRA member firms (principally broker-dealers) participating in private placements...more

2/6/2013 - Broker-Dealer Compliance Filing Requirements FINRA Fundraisers Investment Funds JOBS Act Private Placements SEC

×

Expand Your Reach

JD Supra gets your content noticed, increases your visibility and makes your marketing efforts hassle free...

Learn More  or  Schedule a demo

Start a limited-feature trial account (individuals only).