Bruce Czachor

Bruce Czachor

Duane Morris LLP

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A Guide to Regulation M: Regulating Market Activity During a Public Offering

Regulation M is intended to prevent potentially manipulative practices by underwriters, issuers, selling security holders and other participants in securities offerings. Understanding the key aspects of Regulation M is...more

3/17/2014 - Public Offerings Regulation M SEC Securities Exchange Act

Guide to Publicly Offered Private Placements Under New Rule 506(c)

Background: A company that needs capital to expand its business or fund its operations often chooses to sell stock or other securities to investors in order to meet its funding requirements. All offerings of stock or...more

9/27/2013 - Bad Actors Dodd-Frank Filing Requirements Investors JOBS Act Private Placements Public Offerings Rule 506 Offerings SEC

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