Bruce J. Heiman

Bruce J. Heiman

K&L Gates LLP

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Latest Posts › Dodd-Frank


Dodd-Frank Turns Five, What Comes Next?

The 2008 credit crisis was the beginning of an era of unprecedented government management of the capital markets. July 21, 2015 marked the fifth anniversary of the hallmark congressional response, the Dodd-Frank Wall Street...more

8/19/2015 - Capital Markets Capital Markets Union CFPB CFTC Clawbacks Cross-Border Transactions Derivatives Dodd-Frank EU EURIBOR European Commission Executive Compensation Financial Markets Financial Regulatory Reform FSB FSOC G-SIFI Incentive Compensation Investors IOSCO Libor Liquidity Coverage Ratio Nonbank Firms Obama Administration OTC Popular Proxy Access Rule SEC Security-Based Swaps

Dodd-Frank Act Changes Are Coming

For over four years after enactment of the Dodd-Frank Act (“Dodd-Frank”), President Obama and the Democratic Senate successfully blocked any changes to that act. For example, in the 113th Congress, the House passed 26 bills...more

1/26/2015 - Dodd-Frank Form 10-K JOBS Act Legislative Agendas Proposed Amendments Regulation S-K SBIC SEC TRIA Volcker Rule XBRL Filing Requirements

Post-Election Changes and Their Impact on the Financial Services Industry: The Seven Deadly Sins

During his first term, President Obama began an ambitious path of reforming the U.S. financial system with the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). Over two years...more

12/4/2012 - Barack Obama CFTC Dodd-Frank FATCA Financial Transaction Tax Money Market Funds Volcker Rule

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