The US District Court for the Northern District of Texas recently denied a defendant’s motion for summary judgment in a Securities and Exchange Commission civil enforcement action under the “misappropriation” theory of...more
- Insider Trading Mark Cuban Misappropriation SEC
The US Supreme Court recently held that the Securities and Exchange Commission has five years from the date an alleged fraud occurs, not from the date of its discovery, to bring an enforcement action for civil penalties....more
- Discovery Rule Gabelli v SEC SCOTUS SEC Securities Fraud Statute of Limitations
The US Court of Appeals for the Second Circuit has held that Section 16(b) of the Securities Exchange Act of 1934 does not apply to a transaction where an insider buys and sells shares of different types of stock in the same...more
- 16(b) Insider Trading SEC Securities Stocks
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