Bryan Tham

Bryan Tham

Pepper Hamilton LLP

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No Easy A: SEC Proposes Rules For Regulation A+

In the last of its major rulemaking proposals under the JOBS Act, on December 18, 2013, the U.S. Securities and Exchange Commission (SEC) voted to publish proposed rules to modify and develop Regulation A, the so-called (and...more

12/23/2013 - Crowdfunding Investors JOBS Act Preemption Public Offerings Registration Regulation A Regulation D SEC

Why We Could Easily Have Another Flash Crash

Three years ago, on May 6, 2010, U.S. capital markets experienced the “flash crash,” when the Dow Jones Industrial Average suffered a stunning 1,000-point loss (9 percent) in five minutes, followed by an equally dramatic...more

8/12/2013 - CFTC Cyber Attacks Dow Jones Electronic Trading FINRA Flash Crash NYSE S&P SEC Stocks Terrorist Acts

Supreme Court Rules DOMA Unconstitutional – Securities Law And Corporate Finance Implications

On June 26, 2013, the U.S. Supreme Court, in U.S. v. Windsor, ruled that Section 3 of the Defense of Marriage Act (DOMA) is unconstitutional because it violates the Fifth Amendment’s equal protection guaranty for persons of...more

7/1/2013 - Accredited Investors DOMA Equal Protection FINRA Item 404 Regulation D Regulation S-K Rule 506 Offerings Same-Sex Marriage SCOTUS SEC US v Windsor

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