Carl Loewenson, Jr.

Carl Loewenson, Jr.

Morrison & Foerster LLP

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Top Ten International Anti-Corruption Developments for May 2015

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month with links to primary...more

6/10/2015 - Anti-Corruption Bribery Chief Compliance Officers Compliance Corruption Enforcement Enforcement Actions FCPA FIFA Kickbacks Popular

2014 Insider Trading Annual Review

Overview of Insider Training Law - “Insider trading” is an ambiguous and overinclusive term. Trading by insiders includes both legal and illegal conduct. The legal version occurs when certain corporate insiders –...more

2/13/2015 - Enforcement Enforcement Actions Illegal Tipping Insider Trading Material Misstatements Material Nonpublic Information Rule 10(b) Rule 10b-5 SCOTUS SEC Securities Fraud Security-Based Swaps Swaps US v Newman

Cooperation Pays in Insider Trading Enforcement and Sentencing

In This Issue: - Overview - Insider Trading Law - Insider Trading Penalties - Cooperating with the Government - Cooperating with the Department of Justice - Cooperating with the Securities and Exchange...more

5/22/2014 - Compliance Criminal Prosecution DOJ Enforcement Enforcement Actions Insider Trading Personal Liability SEC Sentencing

Insider Trading Annual Review - 2013

Looking Back - 2013 witnessed several long-anticipated developments in the world of insider trading, punctuating another year of aggressive enforcement in the United States and abroad. After years of pursuit, the...more

1/8/2014 - Compliance DOJ Insider Trading SEC White Collar Crimes

The Second Circuit Speaks: The Presumption Against Extraterritoriality Applies to Criminal Prosecutions

Last Friday, the Second Circuit held that the presumption against extraterritoriality applies to criminal cases, resolving a key question left open by the United States Supreme Court in Morrison v. National Australia Bank,...more

9/4/2013 - Criminal Prosecution Extraterritoriality Rules Foreign Corporations Foreign Jurisdictions Foreign Nationals Jurisdiction Morrison v National Australia Bank SCOTUS

What Does Cooperation Buy You?

Cooperation. The word is filled with meaning for enforcement professionals. The U.S. Securities and Exchange Commission and the U.S. Department of Justice profess to weigh it heavily when making charging and sanctioning...more

4/9/2013 - Cooperation Initiative DOJ Insider Trading Penalties Prison SEC

Avoiding (But Not Hiding From) Third-Party Corruption Risks

When entering new markets, it is common for companies to seek out and rely on local contacts to help navigate market structures and cultural issues. In some instances it is practically impossible—if not illegal—for a company...more

3/7/2013 - Corruption FCPA Foreign Business Partners UK Bribery Act

Insider Trading Annual Review - 2012

In This Issue: Overview Of Insider Trading Law; 2012 Enforcement activity; Galleon Update; Expert Network Cases; What Does Cooperation Buy You?; Global Trading, Global Enforcement; Legislative Reform; 10b5-1 Plans: Not...more

1/18/2013 - 10b5-1 Plans China Enforcement EU Federal Sentencing Guidelines Global Dealmaking Insider Trading Penalties SEC Sentencing STOCK Act

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