Cooperation. The word is filled with meaning for enforcement professionals. The U.S. Securities and Exchange Commission and the U.S. Department of Justice profess to weigh it heavily when making charging and sanctioning...more
4/9/2013 - Cooperation Initiative DOJ Insider Trading Penalties Prison SEC
When entering new markets, it is common for companies to seek out and rely on local contacts to help navigate market structures and cultural issues. In some instances it is practically impossible—if not illegal—for a company...more
3/7/2013 - Corruption FCPA Foreign Business Partners UK Bribery Act
In This Issue: Overview Of Insider Trading Law; 2012 Enforcement activity; Galleon Update; Expert Network Cases; What Does Cooperation Buy You?; Global Trading, Global Enforcement; Legislative Reform; 10b5-1 Plans: Not...more
1/18/2013 - 10b5-1 Plans China Enforcement EU Federal Sentencing Guidelines Global Dealmaking Insider Trading Penalties SEC Sentencing STOCK Act
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