Carmen Reynolds

Carmen Reynolds

White & Case LLP

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Non-EU investment firms’ access to EU investors under MiFID 2

The recast Markets in Financial Instruments Directive (MiFID 2), along with its accompanying Regulation (MiFIR), were published in the Official Journal of the EU in June. The new legislation is currently expected to come into...more

10/20/2014 - Cross-Border Transactions EU Foreign Investment International Harmonization MiFID New Legislation

Financial Regulatory Update - Autumn 2013

This newsletter provides an overview of some of the main EU and UK banking, securities and derivatives markets regulatory developments during the period 1 June to 30 September 2013. Banking Regulation Basel III...more

10/18/2013 - Banks Basel III Capital Requirements EU Financial Regulatory Reform Foreign Banks UK

Financial Regulatory Update - June 2013

This newsletter provides an overview of some of the main financial services regulatory developments in the UK and EU from the period 1 January 2013 to 1 June 2013. Banking and Prudential Supervision Basel 3/Capital...more

6/14/2013 - AIFM AIFMD Alternative Investment Funds Basel III Capital Requirements EEA ESMA EU Financial Transaction Tax Insider Trading Money Laundering Required Documentation Shadow Banking

The credit rating market for structured finance instruments: new requirements for issuers, originators and sponsors

On 31 May 2013, Regulation (EU) No 462/2013 (the “Amendment Regulation”) that further amends Regulation (EC) No 1060/2009 on credit rating agencies was published in the Official Journal. This was accompanied by a short...more

6/14/2013 - AIFMD Credit Ratings Disclosure Requirements ESMA EU European Commission Risk Assessment Structured Financial Products

The UK’s New Financial Services Act – a Guide to the Main Changes

The UK’s Financial Services Act 2012 (the Act) will come into force on 1 April 2013. On implementation, the Act will amend many of the UK’s existing financial services legislative measures and give effect to several of the...more

3/28/2013 - EU European Commission Financial Conduct Authority Financial Services Act Financial Services Authority FSMA Prudential Regulation Authority

Financial Regulatory Update - December 2012

This newsletter highlights some of the key financial regulatory measures affecting the UK and EU during the period from 1 August to 14 December 2012. In This Issue: - Regulation of Banks and Investment...more

12/29/2012 - Bank of England Basel III Conflicts of Interest EU Financial Services Authority Libor Private Investment Funds Short Sales UK Regulatory Reforms

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