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SOX And Whistleblowers - Any Fraud Will Do

Section 806 of the Sarbanes-Oxley Act (“SOX”) prohibits publicly-traded companies from retaliating against employees who report various acts of wrongdoing to their employers. Employers have consistently attempted to narrow...more

6/13/2013 - Hiring & Firing Lockheed Martin Retaliation Sarbanes-Oxley Whistleblowers

Whistleblowers: A Dilemma For The Defense

Originally published in Law360 on December 18, 2012. Without a doubt, the advent of the U.S. Securities and Exchange Commission’s whistleblower bounty program prompted a drastic increase in the number of individuals...more

3/18/2013 - Dodd-Frank Sanctions SEC Whistleblower Bounty Program Whistleblowers

First Year Anniversary of the Dodd-Frank Whistleblower Program: Not Much More than Paper

The Securities Exchange Commission’s Annual Report on the Dodd-Frank Whistleblower Program for Fiscal Year 2012 (the “Report”), released yesterday, reveals a number of things. The SEC has received a lot of tips, complaints,...more

11/16/2012 - Dodd-Frank SEC Whistleblowers

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