Charles Horn

Charles Horn

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Latest Posts › Risk Management


The Conference of State Bank Supervisors Adopts Model Regulatory Framework for Virtual-Currency Businesses

Addressing regulatory concerns pertaining to consumer protection, market stability, and law enforcement, the Framework expands on the CSBS draft framework released in December 2014. The Conference of State Bank...more

10/15/2015 - Bank Secrecy Act BitLicense CSBS Cybersecurity Disaster Preparedness Disclosure Requirements EFTA Licenses NMLS Notice Requirements NYDFS Regulatory Standards Risk Management Startups Third-Party Virtual Currency

OCC Issues Updated Guidance on Collective Investment Funds

The update to the Comptroller’s Handbook highlights the Office of the Comptroller of the Currency’s enhanced expectations regarding the overall risk management of collective investment fund activity and provides insight into...more

6/9/2014 - Investment Funds OCC Risk Management

OCC Seeks to Formalize Risk Governance Expectations of Large Banks

The proposed guidelines demonstrate the Office of the Comptroller of the Currency’s continued emphasis on strong risk management for large banks. ...more

1/28/2014 - Banks FDIA FDIC Foreign Banks OCC Risk Management

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