Charles Mulaney

Charles Mulaney

Perkins Coie

Contact  |  View Bio  |  RSS

Latest Posts › Enforcement

Share:

Recent Changes In SEC Enforcement Policy Require Renewed Attention To Directors’ And Officers’ Insurance Terms

In recent months, the Securities and Exchange Commission (SEC) has announced and implemented policy shifts that could compromise the availability of directors’ and officers’ (D&O) insurance coverage for entities and...more

10/18/2013 - Directors Enforcement Enforcement Actions Officers SEC

SEC Speaks: Agency Takes Back-To-Basics Approach In Face Of Changing Leadership, Congressional Mandates And New Technologies

The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more

2/25/2013 - CFTC Citigroup Crowdfunding Dodd-Frank Emerging Trading Technologies Enforcement FINRA FSOC Funding Portal Insider Trading Investor Protection JOBS Act Mary Jo White OIA SEC Whistleblowers

2 Results
|
View per page
Page: of 1