SEC/CORPORATE -
SEC Adopts Amendment to Form 10-K Permitting the Summary of Business and Financial Information -
On June 1, the Securities and Exchange Commission adopted an interim final rule (Rule), as mandated...more
The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting Bylaw 1101 due diligence to determine whether the commodity pool operator...more