Christian Mixter

Christian Mixter

Morgan Lewis

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There’s No Place Like Home: SEC Increasingly Uses Administrative Proceedings

Stung by adverse court rulings in some of its enforcement cases, the SEC is bringing more of those cases in its own forum—an SEC administrative proceeding. ...more

12/22/2014 - Administrative Hearings Due Process Enforcement Actions Equal Protection SEC

SEC Targets Corporate Insiders for Failing to Promptly Disclose Stock Transactions

The Commission has announced an unprecedented enforcement initiative against officers, directors, and major stockholders for violating beneficial ownership reporting requirements and against public companies for their roles...more

9/19/2014 - Beneficial Owner Corporate Officers Directors Disclosure Requirements Publicly-Traded Companies Reporting Requirements SEC Securities Exchange Act Shareholders Strategic Enforcement Plan

CFPB Issues Final Ability-to-Repay and Qualified Mortgage Rule

Rule lists criteria that lenders must consider in determining a prospective borrower has the ability to repay a loan and defines Dodd-Frank's concept of a "qualified mortgage." On January 10, the Consumer Financial...more

1/17/2013 - Ability-to-Repay Borrowers CFPB Dodd-Frank Lenders Loans Mortgages Qualified Mortgage Rule TILA

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