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Navigating the SEC Climate Disclosure Rules: What You Need to Know

In a monumental move yesterday, the Securities and Exchange Commission (the "Commission") continued its commitment to environmental transparency by adopting new climate disclosure rules. These rules, as discussed in the...more

The Gray Area Becomes A Bit Less Gray: SEC Adopts Amendments To Accelerated and Large Accelerated Filer Definitions

In December, we noted the added complexity due to the definitions of accelerated filer and large accelerated filer remaining unchanged when the Securities and Exchange Commission (the “Commission”) adopted amendments to raise...more

Staff Guidance For Conducting Annual Meetings In Light Of COVID-19 Concerns

In connection with the spread of the coronavirus disease 2019 (COVID-19) and the impact on health, transportation and other logistical issues, the staff of the Division of Corporation Finance and the Division of Investment...more

SEC Provides Exemptive Relief To Registrants Affected By COVID-19

The Securities and Exchange Commission (the “Commission”) has announced that the Commission issued an exemptive order providing publicly traded companies with an additional 45 days to file certain disclosure reports that...more

The Gray Area: Navigating Requirements For Issuers Sharing Smaller Reporting Company And Accelerated Filer Status

When the Securities and Exchange Commission (the “Commission”) adopted amendments to raise the thresholds in the smaller reporting company definition last year, the Commission did not make the corresponding amendments to the...more

SEC Amendments To Update And Simplify Disclosure Requirements Become Effective November 5, 2018

On October 4, 2018, the Securities and Exchange Commission (the “Commission”) published the final rule adopting amendments to certain disclosure requirements that have become duplicative, overlapping, or outdated in light of...more

SEC Adopts Final Rules Amending Smaller Reporting Company Definition

On June 28, 2018, the U.S. Securities & Exchange Commission (the Commission) adopted final rules to amend the definition of smaller reporting company. The revised definition will expand the number of registrants that will...more

SEC Approves Changes To NYSE Material News Release Rule

The U.S. Securities & Exchange Commission has approved an amendment to Section 202.06 of the New York Stock Exchange (the NYSE) Listed Company Manual to prohibit the issuance of material news by listed companies in the period...more

SEC Proposes Rules To Modernize And Simplify Certain Disclosure Requirements In Regulation S-K And Related Rules And Forms

On October 11, 2017, the U.S. Securities & Exchange Commission (the Commission) proposed amendments to simplify and modernize the disclosure obligation of public companies in an effort to reduce costs and burdens on...more

SEC Updates Guidance on Non-GAAP Financial Reporting

On May 17, 2016, the Securities and Exchange Commission (SEC) released updated Compliance and Disclosure Interpretations (C&DIs) related to the use of non-GAAP (Generally Accepted Accounting Principles) financial measures in...more

Compliance Date for New OTCQB Marketplace Standards Fast Approaching

OTC Markets Group (OTCQX: OTCM) (OTC Markets) has established new eligibility standards for companies to be able to trade on the OTCQB® Venture Stage Marketplace (the OTCQB). These new standards are aimed at improving...more

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