Christopher Doerksen

Christopher Doerksen

Dorsey & Whitney LLP

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The SEC Gets Serious About Late Beneficial Ownership Reporting

On September 10, 2014, the Securities and Exchange Commission (“SEC”) announced charges against 28 directors, officers and significant shareholders of public companies for repeated failures to timely report their share...more

9/12/2014  /  Beneficial Owner , Board of Directors , Directors , Professional Liability , Reporting Requirements , Securities and Exchange Commission (SEC)
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