Christopher Gandia

Christopher Gandia

Skadden, Arps, Slate, Meagher & Flom LLP

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"Change in Administration Presents Opportunity to Revisit DOL Fiduciary Rule"

In 2016, regulatory developments introduced fundamental changes in the legal standards that govern the relationship of broker-dealers with their customers. Although the changes are not applicable until April 10, 2017, most in...more

2/8/2017 - 401k Best Interest Contract Exemptions Broker-Dealer Dodd-Frank DOL ERISA Fiduciary Duty Fiduciary Rule FINRA Investment Adviser IRA Retirement Plan SEC Trump Administration

"Entering a New Regulatory Era Under the Final Volcker Rule"

In December 2013, five U.S. financial regulatory agencies adopted final regulations to implement the Volcker Rule. As expressed in the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Volcker Rule generally...more

1/30/2014 - Banks Collateralized Debt Obligations Dodd-Frank FDIC Proprietary Trading Risk Management Trust Preferred Securities Volcker Rule

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