Claudius Sokenu

Claudius Sokenu

Shearman & Sterling LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Securities Enforcement 2014 Mid-Year Review

While not nearly as transformative and dramatic as the first half of 2013 and the early days of Chair Mary Jo White and Director of Enforcement Andrew Ceresney, the first six months of 2014 was just as busy and productive...more

8/1/2014 - Citigroup Enforcement Enforcement Actions Judge Rakoff Neither Admit Nor Deny Settlements SEC Settlement

Supreme Court Preserves 'Fraud-on-the-Market' and Validates Use of 'Price Impact' Defense Against Class Certification in...

In its long-awaited decision in Halliburton Co. v. Erica P. John Fund, Inc. (“Halliburton II”), the US Supreme Court upheld the validity of the fraud-on-the-market presumption set forth in Basic Inc. v. Levinson, 485 US 224...more

6/27/2014 - Basic v Levinson Class Action Class Certification Fraud Fraud-on-the-Market Halliburton Halliburton v Erica P. John Fund SCOTUS Securities Fraud

So You Want to See Messi, Neymar, Ronaldo, and Xavi: Brazil Issues Directive Barring Government Officials From Receiving World Cup...

Earlier today, the Office of the Comptroller General in Brazil, Controladoria-Geral da União (“CGU”), issued a sweeping directive barring government officials from accepting offers to attend or participate in the upcoming...more

6/3/2014 - Brazil Compliance FCPA Government Officials Public Officials UK UK Bribery Act World Cup

Supreme Court to Review Second Circuit’s Decision that American Pipe Tolling Does Not Apply to the Securities Act’s Three-Year...

The Supreme Court of the United States has granted certiorari in Public Employees’ Retirement System of Mississippi v. IndyMac MBS, Inc., taking up an issue that affects the management of class action securities litigation....more

3/21/2014 - American Pipe & Construction Co. v. Utah IndyMac Retirement Plan SCOTUS Securities Act of 1933 Statute of Repose Tolling

SEC Enforcement Year in Review - 2013

Marked by leadership changes, high-profile trials, and shifting priorities, 2013 was a turning point for the Enforcement Division of the Securities and Exchange Commission (the “SEC” or the “Commission”). While the results of...more

1/9/2014 - Accounting Fraud Auditors Bribery Broker-Dealer China Deferred Prosecution Agreements Disclosure Dodd-Frank Enforcement Actions FCPA FIRREA Injunctions Insider Trading Investment Adviser Mary Jo White Municipal Securities Issuers Neither Admit Nor Deny Settlements SEC Securities Fraud Statute of Limitations Whistleblowers

January 2014 Recent Trends and Patterns in Foreign Corrupt Practices Act (FCPA) - Enforcement report only

In this issue: - Enforcement Actions and Strategies - Perennial Statutory Issues - Unusual Developments - Compliance Guidance - Private Litigation - Enforcement in the United...more

1/7/2014 - Compliance Enforcement Enforcement Actions FCPA OECD UK Voluntary Disclosure

6 Results
|
View per page
Page: of 1