D. E. Wilson, Jr.

D. E. Wilson, Jr.

Venable LLP

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FINRA Targets Broker-Dealer Order Routing and Execution Quality of Customer Orders

The Financial Industry Regulatory Authority (“FINRA”) has initiated a potentially impactful examination of broker-dealer order routing and execution. FINRA recently issued a targeted examination letter ("Order Routing and...more

7/15/2014 - Broker-Dealer Compliance Enforcement FINRA

CFPB Seeks Comment on the Use of Mobile Financial Services

On June 12, 2014, the Consumer Financial Protection Bureau (CFPB) published in the Federal Register a notice and request for information (RFI) about how consumers are using mobile financial services to access products and...more

7/9/2014 - CFPB Mobile Banking Mobile Payments

Advertising News & Analysis - June 2014 #3

In this issue: - Dan Silverman Provides Analysis of POM Wonderful Decision - Senators to FTC: Knock Off Outlet Knock Offs - Understanding What Just Happened in POM Wonderful v. Coca-Cola -...more

6/23/2014 - Bitcoins Counterfeiting Marketing POM Wonderful v Coca Cola Retailers SCOTUS

Business News Digest – May 2014

In this issue: - Equal Pay: Revisiting Federal Contractor Compensation Practices and Policies - Legal Considerations for E-Commerce Businesses - FTC and DOJ Issue Antitrust Policy Statement on Sharing...more

5/9/2014

Advertising News & Analysis - April 24, 2014

In this issue: - FDA Unveils Long-Awaited E-Cig Regs - Keep Tabs on TCPA Litigation…Or Face Your Own - The Stomach-Turning Fight Over NAD Jurisdiction - Bitcoin Creates Buzz, as Well as Tax and...more

4/28/2014 - Advertising Bitcoins Compliance E-Cigarettes FDA NAD TCPA Virtual Currency

Regulatory and Tax Issues Posed By Convertible Virtual Currencies

And the answer is – Property. Not surprisingly, the question is how Convertible Virtual Currencies (CVCs) such as Bitcoin should be classified for tax purposes. Given the treatment of CVCs by the Financial Crimes...more

4/7/2014 - Bitcoins FinCEN Virtual Currency

Business News Digest – April 2014

In this issue: - Cybersecurity Assessments – Using the Tool Well - A SOX in the Gut: Supreme Court Vastly Expands Workplace "Whistleblower" Law - SEC to Scrutinize Never-Examined Investment...more

4/3/2014 - CFPB Class Action Coca Cola Compliance Contractors Cyber Attacks Cybersecurity Embezzlement FCPA Food Labeling Foreign Investment Fraud Lawson v FMR POM Wonderful Prepaid Payment Products Russia Sanctions Sarbanes-Oxley SCOTUS SEC Student Loans Suspensions & Debarments Ukraine Whistleblower Protection Policies Whistleblowers

Ukraine Sanctions: Now There Are Three – Executive Orders against Russia

On March 20, 2014, President Obama signed his third executive order in under three weeks imposing sanctions against Russia concerning the situation involving Ukraine. Each executive order has a different focus, with a result...more

3/27/2014 - Executive Orders Russia Sanctions Ukraine

Business News Digest – August 2013

In this issue: - SEC Allows Public Advertising of Private Securities Offerings - What Your Nonprofit Needs to Do about HIPAA – Now - The 2013 Draft MDE General Permit for Stormwater Associated with...more

8/8/2013 - Advertising CFPB Colleges Compliance Construction Site HIPAA Iran IRS JOBS Act New Regulations Non-Profits Nonbank Firms Private Placements Proposed Regulation Rule 506 Offerings SEC Storm Water Universities

Business News Digest - January 2013

In this issue: - Could Your Affiliate’s Activities Subject Your Company to the New Iran Reporting Requirements? - New York Attorney General Proposes New Rules Requiring Nonprofits Funding Political Communications to...more

1/8/2013 - Commercial Speech False Claims Act GI Bill Iran Threat Reduction and Syria Human Rights Act Marketing Off-Label Use Political Contributions Whistleblowers

Record Civil False Claims Act Recoveries: The Implications for Nonprofits

Nonprofit organizations featured prominently in cases leading to the U.S. Department of Justice’s December 4, 2012 press conference announcing a record recovery in fiscal year 2012 of nearly $5 billion in False Claims Act...more

12/12/2012 - False Claims Act

Record Civil False Claims Act Recoveries Point to Increased Whistleblower Cases in 2013

In fiscal year 2012, the Justice Department recovered nearly $5 billion in False Claims Act (FCA) settlements and judgments, a single-year high, and the second straight year DOJ set a new record. If you are a government...more

12/11/2012 - Compliance DOJ False Claims Act Whistleblowers

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