Daniel A. Nathan

Daniel A. Nathan

Morrison & Foerster LLP

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Inside Baseball – SEC Enforcement Co-Chief Calls ‘Em Like He Sees ‘Em

Led by a new team of co-directors, the Enforcement Division of the Securities and Exchange Commission (SEC) is poised to create new initiatives dedicated to efficiency, greater staff discretion and specialized areas of focus....more

6/20/2013 - Asset Management Deferred Prosecution Agreements Disclosure Requirements DOJ Fraud Gabelli v SEC George Canellos Insider Trading SEC

Enforcement Heads Reveal All at SIFMA Annual Seminar

The federal budget sequester and recent Supreme Court decision in Gabelli et al. v. Securities and Exchange Commission, 568 U.S. ____ (2013), will not substantially slow down regulators’ enforcement efforts, according to...more

3/25/2013 - CFTC FINRA Gabelli v SEC Insider Trading SEC Sequestration SIFMA Structured Financial Products

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