Daniel Kline

Daniel Kline

NAVEX Global

Contact  |  RSS

Latest Publications

Share:

Whistleblowers Gone Global – International Implications of the Dodd-Frank Whistleblower Programmes

Organisations in the U.K. breathed a collective sigh of relief this summer when the commission formed by the Bank of England and the U.K. Financial Conduct Authority (FCA) recommended against the implementation of U.S.-style...more

12/16/2014 - Dodd-Frank Financial Conduct Authority Popular SEC UK Whistleblowers

Creating a Speak-Up Culture in the E.U.: Five Key Challenges Compliance Professionals Are Tackling

This autumn, I moderated two roundtables—one in Stockholm and one in Geneva—on the challenges of creating a speak-up culture. With nearly two dozen senior ethics and compliance professionals in attendance, it made for a very...more

10/24/2014 - Chief Compliance Officers Corporate Culture Ethics EU Risk Assessment Risk Management

Reflecting on the E.U. Ethics & Compliance Landscape: One Year After Opening Our U.K. Office

The growing shift in the E.U. away from piecemeal ethics and compliance programme components and towards a more comprehensive approach is an important and exciting evolution to witness....more

10/13/2014 - Chief Compliance Officers Compliance Ethics UK

Ireland Takes Big Step in Protecting Whistleblowers

Earlier this year, the Protected Disclosures Act 2014 was enacted in Ireland to protect whistleblowers across all sectors of the Irish economy. Transparency International Ireland has lobbied for whistleblower legislation in...more

10/1/2014 - Chief Compliance Officers Employer Liability Issues Ethics Ireland Training Transparency Whistleblower Protection Policies Whistleblowers

U.K. Commission Says “No” to Bounties for Whistleblowers

The United Kingdom’s Parliament has been considering offering whistleblower bounties similar to those offered under the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act. A commission formed by the Bank of...more

8/20/2014 - Dodd-Frank UK Whistleblower Awards Whistleblowers

Know What You Don’t Know: New EU AML Directive Requires Stringent Third Party & Customer Due Diligence

Over the past couple of years, the European Commission has been working on updating its nine-year-old Third EU Anti-Money Laundering (AML) Directive to accommodate new international standards and to address previous...more

7/30/2014 - Anti-Money Laundering Compliance Due Diligence EU European Commission

Defining, Enforcing and Preventing Conduct Risk

An international focus on defining, preventing, and understanding the concept of “conduct risk” has become problematic for financial services organisations in the UK and beyond—in part because the term is not yet clearly...more

7/17/2014 - Conduct Risk Corporate Governance Corporate Social Responsibility FCA OECD UK

Hear it From Employees First: Why Managers Should Encourage Whistleblowers

“I have never understood why hospital managers don't crawl, on bended knee, from one end of their trust to the other, begging staff to tell them what's going on, what's wrong and what needs fixing,” says Roy Lilley, former UK...more

6/12/2014 - Chief Compliance Officers Compliance Corporate Culture Whistleblowers

EU Institutions: More Talk Than Action On Anti-Corruption Efforts?

Last month, anti-corruption watchdog Transparency International released its first-ever corruption and integrity risks report. Titled “EU Integrity System (EUIS) Report” the report focused specifically on EU institutions,...more

5/9/2014 - Anti-Corruption Ethics EU

Deferred Prosecution Agreements in the UK: The New Frontier for Employers

Deferred prosecution agreements (DPAs) are a relatively new law-enforcement tool in the UK, only becoming effective this past February under the Crime & Courts Act 2013. In the opening of his speech at the Annual...more

4/30/2014 - Deferred Prosecution Agreements SFO UK

10 Results
|
View per page
Page: of 1