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Corporate and Securities Alert: New SEC Rule Calls for Hyperlinks to All Exhibits Filed with Registration Statements and SEC...

The U.S. Securities and Exchange Commission on March 1, 2017, adopted rules requiring reporting companies to include in their 1933 Act registration statements and 1934 Act periodic and current reports and registration...more

Technology and Life Sciences IPO Survey – 2016, Full Year

This report analyzes key aspects of initial public offerings (IPOs) for technology and life sciences companies that went public in 2016. Our IPO Survey was developed for clients, friends and others interested in considering...more

SEC Proposes to Require Hyperlinks to all Exhibits in Periodic Reports and Registration Statements

On August 31, the SEC issued proposed amendments to Regulation S-K and Regulation S-T that would require public companies and companies filing registration statements to include in the exhibit index to periodic and current...more

Key Metrics for Technology and Life Sciences Initial Public Offerings

This report has been developed as a resource for our clients and friends interested in understanding recent IPO activity of technology and life sciences companies. This information comprises a number of graphs and charts...more

NASDAQ Adopts Rule to Require Disclosure of Third Party Compensation of Directors

Nasdaq has released a new rule, Rule 5250(b)(3), which requires listed companies to disclose the material terms of all agreements and arrangements between entities other than the issuer (“Third Parties”) and directors or...more

Corporate and Securities Alert: SEC Releases Additional Guidance Relating to the Use of Non-GAAP Financial Measures

On May 17, the SEC’s Division of Corporation Finance published additional Compliance and Disclosure Interpretations (CDIs) relating to the use of Non-GAAP financial measures in documents filed with or furnished to (for...more

Technology and Life Sciences IPO Survey - 2015, Full Year

This report analyzes key aspects of initial public offerings (IPOs) for 94 technology and life sciences companies that went public in 2015. Our IPO Survey was developed for clients, friends and others interested in...more

Technology and Life Sciences IPO Survey - 2015, First Half

Survey Introduction and Background - This report has been developed as a resource for our clients and friends interested in understanding recent IPO activity of technology and life sciences companies. This information...more

Key Metrics for Recent Technology and Life Sciences Initial Public Offerings

In this Newsletter: - Survey Results - Offerings Completed - Size of Offerings, Red Herring Midpoint - Size of Offerings, Final IPO Price - Aggregate Amount Raised, Red Herring Midpoint...more

Key Metrics for Recent Technology and Life Sciences Initial Public Offerings - H1 2014

In this Survey: - Survey Results - Offerings Completed - Size of Offerings, Red Herring Midpoint - Size of Offerings, Final IPO Price - Aggregate Amount Raised, Red Herring Midpoint...more

8/14/2014  /  IPO , Life Sciences , Startups , Technology

Key Metrics for Recent Technology and Life Sciences Initial Public Offerings - 2013

In This Issue: - Survey Results - Offerings Completed - Size of Offerings 2013, Red Herring Midpoint - Size of Offerings 2013, Final IPO Price - Aggregate Amount Raised 2013, Red Herring...more

4/25/2014  /  IPO , Life Sciences , Startups , Technology

Key Metrics for Recent Technology and Life Sciences Initial Public Offerings

In This Survey: - Survey Results - Offerings Completed - Size of Offering 2013, First Half - Size of Offering 2011-2012 - Aggregate Amount Raised 2013, First Half -...more

8/27/2013  /  IPO , Life Sciences , Technology
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