Darryl Smith

Darryl Smith

Sutherland Asbill & Brennan LLP

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SEC Announces First Charges Against Underwriters under MCDC Initiative

On June 18, the U.S. Securities and Exchange Commission (SEC) announced enforcement actions against 36 municipal bond underwriters, the first enforcement actions against underwriters brought by the SEC under the...more

6/24/2015 - Disclosure Requirements Enforcement Actions MCDC Misleading Statements Municipal Bonds Municipal Securities Issuers Omissions SEC Securities Act of 1933 Self-Reporting Underwriting

IRS Announces $281 Million Available Under New CREBs Program

On February 3, the Internal Revenue Service (IRS) released Notice 2015-12 (the Notice) which solicited applications for a third round of allocations of volume cap for new clean renewable energy bonds (New CREBs) under Section...more

2/9/2015 - Bonds CREBs Energy Sector IRC IRS Renewable Energy

Underwriter Deadline Nears for Municipal Continuing Disclosure Cooperation Initiative

On March 10, the Securities and Exchange Commission’s (SEC) Division of Enforcement announced its Municipal Continuing Disclosure Cooperation Initiative. The Initiative offers issuers and underwriters an opportunity to...more

9/5/2014

Legal Alert: Sequestration to Cause CREB Payments to Be Reduced by 8.7%

The Office of Management and Budget has issued its Report to the Congress on the budget sequestration for federal fiscal year 2013 required by the Balanced Budget and Emergency Deficit Control Act of 1985, as amended by the...more

3/6/2013 - Barack Obama Clean Tech CREBs OMB Renewable Energy Sequestration Spending Cuts

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