David Dickstein

David Dickstein

Katten Muchin Rosenman LLP

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SEC to Examine Never-Before Examined Registered Investment Advisers

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) announced that it is launching an initiative, as part of its existing National Exam Program, to examine investment advisers who...more

2/25/2014 - Investment Adviser OCIE SEC

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