David Fischer

David Fischer

Loeb & Loeb LLP

Contact  |  View Bio  |  RSS

Latest Publications


SEC Adopts Enhanced Exempt Securities Offering Rules

As directed by Congress in the Jump Start Our Business Startups (JOBS) Act, the Securities and Exchange Commission has adopted rules substantially increasing amounts that companies can raise through exempt public offerings....more

4/24/2015 - JOBS Act Public Offerings Registration Requirement Regulation A SEC Small Offering Exemptions

SEC Assault on Employee Confidentiality Agreements

The Securities and Exchange Commission recently announced an enforcement action against KBR, Inc., alleging that a form of confidentiality agreement used in internal investigations violated an SEC whistleblower rule. To...more

4/15/2015 - Confidentiality Agreements Enforcement Actions Internal Investigations KBR (formerly Kellogg Brown & Root) Rule 21F SEC Whistleblower Protection Policies Whistleblowers

Delaware Supreme Court Validates Fee-Shifting Bylaws

The Delaware Supreme Court has declared valid on its face a bylaw requiring the members of a non-stock corporation to pay its legal fees incurred in defending the members' unsuccessful suit against the corporation, endorsing...more

6/10/2014 - ATP Tours Bylaws Fee-Shifting Statutes PSLRA

SEC Conflict Minerals Reporting Update

The first reports on Securities and Exchange Commission Form SD, regarding the presence of so-called "conflict minerals" in products manufactured or contracted for manufacture by SEC reporting companies, are due June 2, 2014....more

5/23/2014 - Conflict Mineral Rules Form SD Manufacturers NAM Reporting Requirements SEC

Highlights from Regulatory Initiatives - Outsourcing Panel

Loeb & Loeb LLP held its annual program, Outsourcing in Financial Services, on Jan. 23, 2013. Grace Vogel, Executive Vice President of the Financial Industry Regulatory Authority (FINRA), and Michael Macchiaroli, Associate...more

2/20/2013 - Broker-Dealer FINRA Offshoring Outsourcing SEC

5 Results
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.