David Jenson

David Jenson

Stinson Leonard Street

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Changes To FINRA Rule 5123

On June 20, 2013, FINRA proposed changes to Rule 5123 that would require offering documents in connection with certain private placements to be filed electronically by FINRA members and would also expand the applicable form...more

7/5/2013 - Banks Electronic Filing FINRA Private Placements Proposed Amendments

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