David Jenson

David Jenson

Stinson Leonard Street

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Verifying Accredited Investors in Public Rule 506 Offerings: SIFMA Guidance

On June 23, 2014, the Securities Industry and Financial Markets Association (SIFMA) published a memo outlining several specific methods for verifying accredited investor status that SIFMA believes would satisfy the...more

6/30/2014 - Accredited Investors Broker-Dealer General Solicitation Investment Adviser Private Offerings Rule 506 Offerings Rule 506(c) SIFMA Startups

SEC Releases New FAQs On General Solicitation

On November 13, 2013, the SEC released new compliance and disclosure interpretations (which we’re calling FAQs) aimed at addressing common questions relating to private offerings that make use of general solicitation under...more

11/14/2013 - Advertising Form D Filing General Solicitation JOBS Act Regulation S Rule 144A Rule 506 Offerings SEC

Open For Business: Comments On The SEC’s Latest Regulation D Proposals

A review of some of the approximately 300 comment letters the SEC has received relating to its latest round of Regulation D proposals is a showcase for the various types of companies that have already sprung up in the hopes...more

8/27/2013 - Crowdfunding Dodd-Frank General Solicitation JOBS Act Regulation D SEC

10 Minute Overview Of General Solicitation And Crowdfunding

On August 19, Nicole Strydom and I gave a 10 minute presentation on the general solicitation rules and the current status of “crowdfunding” at a ceremony to announce the finalists in the student division of the Minnesota Cup....more

8/23/2013 - Accredited Investors Crowdfunding General Solicitation JOBS Act Regulation D Rule 506 Offerings SEC

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