David Jenson

David Jenson

Stinson LLP

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SEC Comments On Broker-Dealer Registration By Private Fund Advisers

David W. Blass, Chief Counsel, Division of Trading and Markets, SEC, recently gave a speech before the American Bar Association Trading and Markets Subcommittee on April 5, 2013. The topic of the speech was whether and when...more

4/8/2013  /  Broker-Dealer , Dodd-Frank , Private Equity Funds , Private Funds , Registration , Securities and Exchange Commission (SEC)
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